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WHAT WE DO

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We provide members and subscribers with essential regulatory information through providing:

  • Weekly market and regulatory updates
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  • Regularly submit comment letters on issues that affect our members.
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  • Comprehensive issue reports (e.g., best execution, soft dollar arrangements, SPACs)
  • In-person hill and regulatory meetings with our members.
  • Due diligence questionnaires; and
  • Annual HMA conference featuring key regulators and market participants
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We empower our members through regular engagement with policymakers and regulators, including regular meetings, Congressional testimony, and comment letters.

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