WHAT WE DO
We provide members and subscribers with essential regulatory information through providing:
- Weekly market and regulatory updates
- Weekly summaries of SRO filings Comprehensive monthly reports on regulatory and industry developments
- Monthly calls on regulatory developments
- Educational workshops
- Comprehensive issue reports (e.g., best execution, soft dollar arrangements, SPACs)
- Due diligence questionnaires; and
- Annual HMA conference featuring key regulators and market participants
We empower our members through regular engagement with policymakers and regulators, including regular meetings, Congressional testimony, and comment letters.