WHAT WE DO
HMA Members meet with the SEC Chair and Chair's staff.
Above: HMA members meeting with SEC Chairman Gary Gensler and his staff.
We educate our members and subscribers with essential regulatory information via:
- Weekly market and regulatory email updates
- Weekly email summaries of all SRO filings
- Comprehensive monthly report on regulatory and industry developments (Market Structure Insights)
- Monthly calls on regulatory developments
- Advocacy efforts on issues that affect our members
- Educational workshops on hot topic issues (e.g. Investing in China)
- Comprehensive issue reports (e.g., best execution, soft dollar arrangements, SPACs)
- In-person hill and regulatory meetings with our members
- Providing Due diligence questionnaires; and
- Our Annual HMA member event featuring key regulators and market participants
We empower our members and subscribers with education and information and help them engage with policymakers, regulators, Congressional testimony, comment letters and more.