KEY COMMUNICATIONS WITH REGULATORS, CONGRESS, AND THE ADMINISTRATION
Healthy Markets regularly submits comment letters on regulatory filings and proposals. Here are the most recent:
Healthy Markets letter to House Financial Services Committee on importance of public markets.
Healthy Market comments to the SEC regarding industry pushback to seek an additional extension to Rule 606 compliance.
Healthy Market comments on proposals by the BOX and MIAX exchanges regarding connectivity costs.
Healthy Market supplements comments to the SEC on a FINRA proposed change to establish a Pilot Progam to study recommended changes to Corporate Bond block data trade dissemination.
Healthy Market comments on an SEC suspension order for a Cboe proposal to institute a Trading Rights Fee.
Healthy Market comments to the SEC on a Cboe proposal to institute an asymmetric delay on its EDGA exchange.
Healthy Market joins Council of Institutional Investors and CFA Institute in calling on the SEC to enhance disclosures of research practices.
Healthy Market comments on FINRA proposed change to establish a Pilot Program to study recommended changes to Corporate Bond Block Trade dissemination.
Healthy Market comments on FINRA proposed change to establish a Corporate Bond New Issue Reference Data Service.
Healthy Market supplements comments to the SEC regarding MiFID.
Healthy Market submits comment letter regarding MIAX Exchange connectivity fees (Release No. 34-85318).
Healthy Market submits comments to the SEC Investor Advisory Committee regarding MiFID II.
Healthy Market submits comments and Testimony to the SEC Investor Advisory Committee regarding the regulation of Exchanges.
Healthy Market submits third comment letter regarding BOX Exchange connectivity fees (Release No. 34-85201).
Healthy Market submits comments regarding odd lots to the SEC's Market Data and Market Access Rountable (Release No. 4-729).
Healthy Market submits third comment letter to SEC Chair Jay Clayton on issues related to MiFIDII.
Letter to Manisha Kimmel, Senior Policy Advisor, Securities and Exchange Commission regarding the Consolidated Audit Trail.
Letter to U.S. House Committee on Financial Services Chairwoman Maxine Waters and Ranking Member Patrick McHenry supporting H.R. 624
Letter to the Securities and Exchange Commission regarding BOX connectivity filings and related suspension orders.
Letter to the Securities and Exchange Commission Chairman Jay Clayton regarding recommendations on MiFID II and the SIFMA No-Action letter.
Letter to the Securities and Exchange Commission regarding NYSE's proposal to make the Retail Liquidity Pilot Program permanent.
Letter to the Securities and Exchange Commission Trading & Markets Director Brett Redfrearn with recommendations to bolster Order Handling Release
Letter to the Securities and Exchange Commission regarding Cboe EDGA pricing changes. Release No. 34-84599; File No. SR-CboeEDGA-2018-017
Letter to the Securities and Exchange Commission regarding NYSE Tier pricing filing. Release No. 34-84444; File No. SR-NYSE-2018-49
Statement and Comments to the Securities and Exchange Commission at the Market Data Roundtable.
Letter to the Securities and Exchange Commission regarding NYSE Tier pricing filing. Release No. 34-84097; File No. SR-NYSE-2018-40
Letter to the Securities and Exchange Commission regarding best execution standards for investment advisers. Release No. IA-4889; File No. S7-09-18
Letter to the Securities and Exchange Commission regarding a filing by CBOE to increase physical connectivity fees up to 25%.
Letter to the Securities and Exchange Commission regarding its transaction fee pilot proposal.
Letter to the Securities and Exchange Commission regarding TRACE reporting of treasuries.
Letter to the Securities and Exchange Commission regarding its transaction fee pilot proposal.
Testimony before the House Financial Services Committee, Subcommittee on Capital Markets, Securities, and Investment.
Letter to the Securities and Exchange Commission regarding market data reforms.
Letter to SEC Chairman Clayton, regarding implementation of MiFID II and impact on payments for research.
Letter to SEC Chairman Clayton et al, regarding market data reforms.
Testimony of Tyler Gellasch to the House Financial Services Committee on the Consolidated Audit Trail.
Letter to House Financial Services Committee Chairman Jeb Hensarling and Ranking Member Maxine Waters regarding capital formation bills, delays to the consolidated audit trail, and market structure reforms.
Letter to SEC Chairman Clayton regarding implementation of MiFID II and impact on payments for research.
Letter to Treasury Secretary regarding Presidential Report on Capital Markets Reforms.
Letter and statement to the House Financial Services Committee, Subcommittee on Capital Markets, Securities, and Investment, Hearing “U.S. Equity Market Structure Part I: A Review of the Evolution of Today’s Equity Market Structure and How We Got Here."
Comment letter to the SEC Chairman Clayton and SEC's Equity Market Structure Advisory Committee regarding market structure reforms and risks of "capital formation reforms".
Comment letter to the SEC's Equity Market Structure Advisory Committee regarding, Rule 611, Order Disclosure, NMS Plans and incentives.
Comment letter to the Securities and Exchange Commission regarding the Chicago Stock Exchange proposal to adopt a LEAD access delay.
Comment letter to the Securities and Exchange Commission regarding the Chicago Stock Exchange proposal to adopt a LEAD access delay.
Comment letter to the Securities and Exchange Commission regarding Order Handling Disclosure rules.
Comment letter to Securities and Exchange Commission regarding an Access Fee Pilot program.
Comment letter to the Securities and Exchange Commission regarding the CHX proposal for an access delay.
Comment letter to the Securities and Exchange Commission regarding the new proposal for Order Handling Disclosure rules.
Proposal to SEC's Equity Market Structure Advisory Committee regarding NMS Market Making Standards.
Comment letter to the Securities and Exchange Commission regarding the proposed interpretation of "Automated Quotation."
Comment letter to the Securities and Exchange Commission regarding the synchronization tolerance for computer clocks.
Comment letter to the Securities and Exchange Commission regarding the Regulation of NMS Stock ATSs.
Comment letter to the Securities and Exchange Commission regarding IEX's Form 1 application for registration as an exchange.
Comment letter to the Securities and Exchange Commission regarding the composition and governance of the Equity Market Structure Advisory Committee.
Comment letter to the Financial Industry Regulatory Authority regarding clock synchronization.
Comment letter to the Securities and Exchange Commission regarding the Tick Size Pilot.
Comment letter to the Securities and Exchange Commission regarding accelerating data-driven regulation.