Description
Better Best Execution (3rd edition) is a guide for Investment Advisors, that looks to provide an overview of investment advisers’ best execution obligations and related disclosures. The report outlines the analogous best execution obligation for broker dealers, then exploring the contours of the SEC’s best execution expectations for advisers, including as informed by relevant cases. The report also discusses the impact of new European best execution obligations and the role of public disclosures in aiding the fulfillment of best execution duties. Lastly, the report examines various strategies used by investment advisers to fulfill their evolving duties.