“The letters lay out a very clear threat to the SEC: If you go forward, we are going to consider suing you,” said Tyler Gellasch, executive director of the Healthy […]
Read More“This is an unprecedented step for the SEC to say to the exchanges that they have to do a better job justifying their changes,” said Tyler Gellasch, executive director of […]
Read MoreBut if the big exchanges “thought raising listing standards would lead to more listings and business, I would expect them to give it a try,” says Tyler Gellasch, executive director […]
Read MoreThe infractions point back to a question that can addle investors: Do they really know what their brokers are doing? This settlement is glaring proof that the Securities and Exchange […]
Read More“The SEC is going to regulate not only the products but the places where they trade and who trades them,” said Tyler Gellasch, a former SEC official who is now […]
Read MoreTyler Gellasch, executive director of Healthy Markets Association, an investor-focused trade group, said the case “shows the SEC is starting to hold the exchanges accountable for major market disruptions, like […]
Read MoreThese “order types could be used to sniff out orders, thereby leading to information leakage that favored floor brokers over other customers,” Tyler Gellasch, executive director of an investor advocacy […]
Read MoreNEW YORK (PRWEB) FEBRUARY 22, 2018 Today, the Healthy Markets Association announced the expansion of its Board of Directors and appointment of three new members, Stuart George, Don Pontes, Jr., and […]
Read MoreHowever, the industry should not view the Commission’s decision as a shot across the bow regarding foreign investment in SROs, according to Tyler Gellasch, executive director of the industry organization […]
Read More“Many of us were concerned as RegA+ was being developed that it would be a disaster for investors,” says Tyler Gellasch, a former SEC staffer who now runs the Healthy […]
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