In The News

Buy-side Dips Toes in Alt Data

December 13, 2018

Traders Magazine December 13, 2018 — For firms that are expanding their alt-data usage, it’s worth noting that the U.S. Securities and Exchange Commission is looking more closely at vendor […]

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Uncertain fate shadowing long-term exchange

December 10, 2018

Pensions & Investments December 10, 2018 — Pension funds and other institutional investors welcomed the original concept of a long-term, investor-focused stock exchange, but LTSE’s current application offers few details, […]

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SEC Won’t Release ‘Speed Bump’ Study It Promised Two Years Ago

October 24, 2018

Wall Street Journal October 24, 2018 — “Without more guidance from the SEC, it’s hard for exchanges to know if they’re making the right choice by introducing speed bumps”, according […]

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Robinhood Gets Almost Half Its Revenue in Controversial Bargin with High Speed Traders

October 15, 2018

Bloomberg October 15, 2018 — Whatever the impact on consumers, some believe payments for order flow may not be a sustainable revenue source for Robinhood, thanks to regulatory pressures and […]

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Judge Rules Class-Action Lawsuit Against TD Ameritrade Can Proceed

September 21, 2018

Wall Street Journal September 21, 2018 —  A federal judge in Nebraska ruled a class action lawsuit could proceed against TD Ameritrade Holding Corp citing serious and credible allegations of […]

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SEC Push to Expand Access to Private Offerings Invites Risk

September 11, 2018

Law 360 September 11, 2018 —  Tyler Gellasch comments on an expected proposal by the U.S. Securities and Exchange Commission that would expand who can participate in private securities offerings could […]

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House OKs financial regulatory relief bill

July 17, 2018

Washington Examiner July 17, 2018 — In a story about the financial regulatory relief bill, Tyler Gellasch, Executive Director of Healthy Markets Association, suggested it “could run counter to the larger […]

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NYSE Opposition to Trading-Fee Review Puts Companies and Some Shareholders at Odds

July 11, 2018

Wall Street Journal July 11, 2018 — The New York Stock Exchange is stirring tension between some of its big listed companies and their largest investors over regulators’ efforts to […]

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Exchanges’ Dual Mandates Ripe for Review, SEC’s Jackson Says

June 27, 2018

The exchanges’ legal mandate to maximize profits even as they operate as self-regulatory organizations sets up a conflict where investor protection could be sacrificed for financial gain, Jackson, one of […]

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Seeing the Market More Clearly

June 14, 2018

“One of our major areas of focus is best execution,” says Tyler Gellasch, executive director of the Healthy Markets Association, which was formed in 2015 to advocate on behalf of […]

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