In The News

Wall Street Journal September 21, 2018 —  A federal judge in Nebraska ruled a class action lawsuit could proceed against TD Ameritrade Holding Corp citing serious and credible allegations of […]

Law 360 September 11, 2018 —  Tyler Gellasch comments on an expected proposal by the U.S. Securities and Exchange Commission that would expand who can participate in private securities offerings could […]

Washington Examiner July 17, 2018 — In a story about the financial regulatory relief bill, Tyler Gellasch, Executive Director of Healthy Markets Association, suggested it “could run counter to the larger […]

Wall Street Journal July 11, 2018 — The New York Stock Exchange is stirring tension between some of its big listed companies and their largest investors over regulators’ efforts to […]

The exchanges’ legal mandate to maximize profits even as they operate as self-regulatory organizations sets up a conflict where investor protection could be sacrificed for financial gain, Jackson, one of […]

“One of our major areas of focus is best execution,” says Tyler Gellasch, executive director of the Healthy Markets Association, which was formed in 2015 to advocate on behalf of […]

“The letters lay out a very clear threat to the SEC: If you go forward, we are going to consider suing you,” said Tyler Gellasch, executive director of the Healthy […]

“This is an unprecedented step for the SEC to say to the exchanges that they have to do a better job justifying their changes,” said Tyler Gellasch, executive director of […]

But if the big exchanges “thought raising listing standards would lead to more listings and business, I would expect them to give it a try,” says Tyler Gellasch, executive director […]

The infractions point back to a question that can addle investors: Do they really know what their brokers are doing? This settlement is glaring proof that the Securities and Exchange […]