2016 ATS Risk Assessment
June 6, 2015
The groundbreaking 2016 ATS Risk Assessment examines 18 of the leading US equity alternative trading systems (ATSs) to help investors answer key questions about how these ATSs operate, their characteristics, and the risks they pose. While the full 173-page Report is available to only Healthy Markets Members, we have made a brief description and excerpts of the Report available.
ATS Transparency Index
March 10, 2016
The ATS Transparency Index is intended to help investors evaluate whether and to what extent they may have the information they need to make informed decisions about whether and how to route to particular ATSs, as well as compare disclosures across ATSs.
Better Best Execution: A Guide For Investment Advisers
April 20, 2017, Second Edition
This Report, which is available to only Healthy Markets' Members, is intended to help investment advisers think about their best execution obligations in a holistic way, as well as get an understanding of some current industry practices.
Dark Side Of The Pools: What Investors Should Learn From Regulators' Actions
September 15, 2015
Healthy Markets published this report on September 15, 2015, examining regulatory enforcement actions against dark pools, and how investors can protect themselves.