Daily Hawker – In a story about how the online broker Robinhood makes money, Healthy Markets Executive Director Tyler Gellasch is quoted saying ““Robinhood’s revenue model could easily disappear. They’ve made it clear that they are comfortable living on this regulatory edge.” (Full Story).
Crains – In a story about who will run various Government agencies charged with oversight of the financial markets, Healthy Markets Executive Director Tyler Gellasch is quoted saying “Those people can stay in their jobs and be impactful. Executive branch agencies can turn over immediately, whereas the independent agencies have terms. It often slows things […]
Business Insider – In a story about how SPACs operate, Healthy Markets Executive Director Tyler Gellasch is quoted saying “multiple investors negotiating with issuers and underwriters simultaneously, about specific terms like the offering price, executive compensation, underwriter rights, and multiple other issues”. And, “”It helps if a would-be investor has an existing relationship with a […]
Investment News – In a story about the SEC expanding private markets, Healthy Markets Executive Director Tyler Gellasch is quoted saying “if there is another GOP-led SEC, it’s likely to go further on private market reform than Clayton did. Jay Clayton has expanded the private markets but hasn’t been as extreme as many GOP policymakers and regulators might […]
Financial Times – In a story about spoofing securities prices by J.P. Morgan Executive Director of Healthy Markets Tyler Gellasch, said the size of the fine reflected JPMorgan’s status. Gellasch added that poor behaviour in the US Treasuries market, where more than $500bn of debt trades every day, proved to be a wake-up call for authorities. […]
Barrons – In a story about changes by the Securities and Exchange Commission that include proposals to streamline mutual fund and exchange-traded fund disclosures; new rules on corporate disclosures and regulating proxy advisors; and an expanded definition of “accredited,” investors who are allowed to own nonpublicly traded companies or securities, Healthy Markets Executive Director Tyler Gellasch […]
WSJ – In a story about the SEC voting 3-2 to expand the definition of so-called accredited investors to include holders of an entry-level stockbroker’s license, “knowledgeable employees” of nonpublic firms and others, Healthy Markets Executive Director Tyler Gellsch is quoted saying ““Now that they’ve opened this door, there’s going to be a lot of trucks […]
Law 360 – In a story about the SEC’s changes to accredited investor’s, Healthy Markets Executive Director Tyler Gellasch is quoted saying “In Chairman Clayton’s final days, the SEC is continuing its hyperpartisan crusade to exempt people, companies, and industries from the protections of the federal securities laws.” and “it’s hard to see the SEC denying accredited status […]
Pensions and Investments – In a story about the SEC’s decision to remove the immediatly effective status on rule filings, Healthy Markets Executive Director Tyler Gellasch is quoted saying “The change is long past due. When for-profit exchanges are setting fees for essential market data, the public deserves to have an opportunity to object before […]
Traders Magazine – In a story about the Securities and Exchange Commissions proposal to provide modest reforms to market data infastructure, Healthy Markets Executive Director Tyler Gellasch is quoted saying “As it stands, the SEC proposal solidifies the advantage of the exchanges’ proprietary feeds over SIPs, by explicitly allowing a latency advantage to the former. […]