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  • In The News
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July 11, 2018

Wall Street Journal July 11, 2018 — The New York Stock Exchange is stirring tension between some of its big listed companies and their largest investors over regulators’ efforts to […]

Filed Under: In the News

June 27, 2018

The exchanges’ legal mandate to maximize profits even as they operate as self-regulatory organizations sets up a conflict where investor protection could be sacrificed for financial gain, Jackson, one of […]

Filed Under: In the News

June 14, 2018

“One of our major areas of focus is best execution,” says Tyler Gellasch, executive director of the Healthy Markets Association, which was formed in 2015 to advocate on behalf of […]

Filed Under: In the News

May 29, 2018

“The letters lay out a very clear threat to the SEC: If you go forward, we are going to consider suing you,” said Tyler Gellasch, executive director of the Healthy […]

Filed Under: In the News

May 2, 2018

“This is an unprecedented step for the SEC to say to the exchanges that they have to do a better job justifying their changes,” said Tyler Gellasch, executive director of […]

Filed Under: In the News

April 13, 2018

But if the big exchanges “thought raising listing standards would lead to more listings and business, I would expect them to give it a try,” says Tyler Gellasch, executive director […]

Filed Under: In the News

March 23, 2018

The infractions point back to a question that can addle investors: Do they really know what their brokers are doing? This settlement is glaring proof that the Securities and Exchange […]

Filed Under: In the News

March 7, 2018

“The SEC is going to regulate not only the products but the places where they trade and who trades them,” said Tyler Gellasch, a former SEC official who is now […]

Filed Under: In the News

March 6, 2018

Tyler Gellasch, executive director of Healthy Markets Association, an investor-focused trade group, said the case “shows the SEC is starting to hold the exchanges accountable for major market disruptions, like […]

Filed Under: In the News

March 6, 2018

These “order types could be used to sniff out orders, thereby leading to information leakage that favored floor brokers over other customers,” Tyler Gellasch, executive director of an investor advocacy […]

Filed Under: In the News

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